Dondero James D's Form 4 filing
Nexpoint Diversified Real Estate Trust (NXDT) · filed Nov 23, 2021
- Accession no.
- 0001437749-21-027340
- Filed
- Nov 23, 2021
- Trade date
- Nov 22, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $159.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dondero James DCIK 0001228922 | Officer (See Remarks), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +5,448 | $21.71 | +$118,276.08 | 40,700 | Indirect | |
| Nov 22, 2021 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +1,906 | $21.70 | +$41,360.2 | 42,606 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
President and Principal Executive Officer