Dondero James D's Form 4 filing
Nexpoint Diversified Real Estate Trust (NXDT) · filed Nov 19, 2021
- Accession no.
- 0001437749-21-027184
- Filed
- Nov 19, 2021
- Trade date
- Nov 17-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $933.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dondero James DCIK 0001228922 | Officer (See Remarks), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Common Stock | PPurchaseAcquired | +19,593 | $14.46 | +$283,314.78 | 2,829,329 | Indirect | |
| Nov 17, 2021 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +2,591 | $21.88 | +$56,691.08 | 2,591 | Indirect | |
| Nov 17, 2021 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +5,700 | $21.89 | +$124,773 | 8,291 | Indirect | |
| Nov 18, 2021 | Common Stock | PPurchaseAcquired | +9,743 | $14.33 | +$139,617.19 | 2,839,072 | Indirect | |
| Nov 18, 2021 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +2,652 | $21.76 | +$57,707.52 | 10,943 | Indirect | |
| Nov 18, 2021 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +12,409 | $21.84 | +$271,012.56 | 23,352 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
President and Principal Executive Officer