Hightower Jack's Form 4 filing
HighPeak Energy, Inc. (HPK) · filed Nov 17, 2021
- Accession no.
- 0001437749-21-026989
- Filed
- Nov 17, 2021
- Trade date
- Nov 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hightower JackCIK 0001035234 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +40,411 | $4.75F1 | +$191,952.25 | 640,411 | Direct | |
| Nov 16, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +20,689 | $4.94F2 | +$102,203.66 | 661,100 | Direct | |
| Nov 17, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +12,863 | $4.99F3 | +$64,186.37 | 673,963 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.30 to $5.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
Referenced by the price of 1 transaction in Table II.
- F2
The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.80 to $5.00, inclusive.
Referenced by the price of 1 transaction in Table II.
- F3
The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.87 to $5.00, inclusive.
Referenced by the price of 1 transaction in Table II.