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Geygan Jeffrey Richart's Form 4 filing

Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Nov 15, 2021

Accession no.
0001437749-21-026781
Filed
Nov 15, 2021
Trade date
Nov 11-12, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $25.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Geygan Jeffrey RichartCIK 0001733547Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 11, 2021Common StockPPurchaseAcquired+1,960$9.00+$17,640497,245Indirect
Nov 12, 2021Common StockPPurchaseAcquired+882$9.06+$7,990.92498,127Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)