Ragen York A.'s Form 4 filing
Generac Holdings Inc. (GNRC) · filed Nov 12, 2021
- Accession no.
- 0001437749-21-026502
- Filed
- Nov 12, 2021
- Trade date
- Nov 11, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.43M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ragen York A.CIK 0001483004 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $29.81 | +$298,100 | 119,954 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −991 | $441.38F1 | −$437,407.58 | 118,963 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −6,681 | $442.59F2 | −$2,956,943.79 | 112,282 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −2,328 | $443.27F3 | −$1,031,932.56 | 109,954 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 9,335 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $441.01 to $442.01, inclusive. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and prices at which the shares were sold.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $442.03 to $443.02, inclusive. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and prices at which the shares were sold.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $443.11 to $443.94, inclusive. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and prices at which the shares were sold.
Referenced by the price of 1 transaction in Table I.