Geygan Jeffrey Richart's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Nov 12, 2021
- Accession no.
- 0001437749-21-026402
- Filed
- Nov 12, 2021
- Trade date
- Nov 9-10, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $122.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geygan Jeffrey RichartCIK 0001733547 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | PPurchaseAcquired | +3,415 | $9.03 | +$30,837.45 | 485,171 | Indirect | |
| Nov 10, 2021 | Common Stock | PPurchaseAcquired | +10,114 | $9.05 | +$91,531.7 | 495,285 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.