Ballesta Moya Gloria L's Form 4 filing
Uranium Energy Corp (UEC) · filed Sep 27, 2021
- Accession no.
- 0001437749-21-022709
- Filed
- Sep 27, 2021
- Trade date
- Sep 23-24, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $29.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ballesta Moya Gloria LCIK 0001746922 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | COMMON STOCK | MOption exerciseAcquired | +10,000 | $2.78 | +$27,800 | 93,333 | Direct | |
| Sep 23, 2021 | COMMON STOCK | FTax withholdingDisposed | −8,939 | $3.11 | −$27,800.29 | 84,394 | Direct | |
| Sep 24, 2021 | COMMON STOCK | SSaleDisposed | −10,000 | $2.92 | −$29,200 | 74,394 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | – | – | 275,330 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.