Boston Omaha Corp's Form 4 filing
Dream Finders Homes, Inc. (DFH) · filed Sep 15, 2021
- Accession no.
- 0001437749-21-022220
- Filed
- Sep 15, 2021, 8:33 PM ET
- Trade date
- Sep 13-15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $8.65M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boston Omaha CorpCIK 0001494582 | 10% Owner |
| Boc DFH, LLCCIK 0001841343 | 10% Owner |
| United Casualty & Surety Insurance Co.CIK 0001841357 | Other: SUBSID of Boston Omaha Corp |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2021 | Class A common stock, par value $0.01 per share | SSaleDisposed | −191,020 | $19.45F1 | −$3,716,236.79 | 4,610,079 | Indirect | |
| Sep 14, 2021 | Class A common stock, par value $0.01 per share | SSaleDisposed | −230,059 | $19.18F2 | −$4,412,462.6 | 4,380,020 | Indirect | |
| Sep 15, 2021 | Class A common stock, par value $0.01 per share | SSaleDisposed | −26,725 | $19.53F3 | −$521,861.75 | 4,353,295 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 13, 2021 at prices ranging from $19.00 to $21.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 14, 2021 at prices ranging from $19.00 to $19.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 15, 2021 at prices ranging from $19.00 to $19.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.