Wolberg Steven's Form 4/A amendment
AmendedBollinger Innovations, Inc. (BINI) · filed Sep 2, 2021
- Accession no.
- 0001437749-21-021376
- Filed
- Sep 2, 2021
- Trade date
- Aug 30-31, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 31, 2021
This filing lists 4 non-derivative transactions. Open-market sales total $1.06M. It was filed 3 days after the trade.
This amendment replaces 0001437749-21-021273 (filed Aug 31, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wolberg StevenCIK 0001475838 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Common Stock | SSaleDisposed | −400 | $10.36F1,F2,F6 | −$4,144 | 100,484 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −16,688 | $10.83F1,F3 | −$180,731.04 | 83,796 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −20,400 | $11.82F1,F4 | −$241,128 | 63,396 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −48,600 | $12.98F1,F5 | −$630,828 | 14,796 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sold pursuant to a 10b-5-1 plan.
Referenced by the price of 4 transactions in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.35 to $10.36, inclusive. The reporting person undertakes to provide to Net Element, Inc., any security holder of Net Element, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3, 4 and 5 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.40 to $11.00, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $12.25, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.53 to $13.15, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The weighted average price reported in the original Form 4 was stated incorrectly as $13.355 and has been corrected here.
Referenced by the price of 1 transaction in Table I.