Ledoux Mark A's Form 4 filing
Natural Alternatives International Inc (NAII) · filed Sep 1, 2021
- Accession no.
- 0001437749-21-021338
- Filed
- Sep 1, 2021
- Trade date
- Aug 30-Sep 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $159.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ledoux Mark ACIK 0001115556 | Director, Officer (CEO/Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Common Stock | SSaleDisposed | −2,500 | $15.68F2 | −$39,200 | 161,212 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −2,500 | $16.22F3 | −$40,550 | 158,712 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −2,500 | $15.65F2 | −$39,125 | 484,405 | Indirect | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −2,500 | $16.21F3 | −$40,525 | 481,905 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Average sale price for sales between $15.50 and $15.95.
Referenced by the price of 2 transactions in Table I.
- F3
Average sale price for sales between $16.20 and $16.30
Referenced by the price of 2 transactions in Table I.