Pang Simon's Form 4 filing
RBB Bancorp (RBB) · filed Sep 1, 2021
- Accession no.
- 0001437749-21-021324
- Filed
- Sep 1, 2021
- Trade date
- Aug 31, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $233.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pang SimonCIK 0001711564 | Officer (EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock, No Par Value | SSaleDisposed | −8,610 | $25.70 | −$221,277 | 17,144 | Direct | |
| Aug 31, 2021 | Common Stock, No Par Value | SSaleDisposed | −492 | $25.60 | −$12,595.2 | 16,652 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Simon Pang sold a total of 9,102 shares on 08-31-2021.