Obara Pat's Form 4 filing
Uranium Energy Corp (UEC) · filed Jul 28, 2021
- Accession no.
- 0001437749-21-017779
- Filed
- Jul 28, 2021
- Trade date
- Jul 26-28, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $56.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Obara PatCIK 0001373816 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | COMMON STOCK | MOption exerciseAcquired | +88,000 | $0.93 | +$81,840 | 548,587 | Direct | |
| Jul 26, 2021 | COMMON STOCK | FTax withholdingDisposed | −35,429 | $2.31 | −$81,840.99 | 513,158 | Direct | |
| Jul 27, 2021 | COMMON STOCK | SSaleDisposed | −5,000 | $2.17 | −$10,850 | 508,158 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −5,000 | $2.23 | −$11,150 | 503,158 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −5,000 | $2.28 | −$11,400 | 498,158 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −5,000 | $2.30 | −$11,500 | 493,158 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −5,000 | $2.33 | −$11,650 | 488,158 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | MOption exerciseDisposed | −88,000 | – | – | 505,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.