Adnani Amir's Form 4 filing
Uranium Energy Corp (UEC) · filed Jul 28, 2021
- Accession no.
- 0001437749-21-017776
- Filed
- Jul 28, 2021
- Trade date
- Jul 26-28, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $248.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adnani AmirCIK 0001346101 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | COMMON STOCK | MOption exerciseAcquired | +300,000 | $0.93 | +$279,000 | 3,279,902 | Direct | |
| Jul 26, 2021 | COMMON STOCK | FTax withholdingDisposed | −120,780 | $2.31 | −$279,001.8 | 3,159,122 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −20,000 | $2.25 | −$45,000 | 3,139,122 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −20,000 | $2.25 | −$45,000 | 3,119,122 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −10,000 | $2.25 | −$22,500 | 3,109,122 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −10,000 | $2.27 | −$22,700 | 3,099,122 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −9,220 | $2.27 | −$20,929.4 | 3,089,902 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −10,000 | $2.28 | −$22,800 | 3,079,902 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −10,000 | $2.31 | −$23,100 | 3,069,902 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −10,000 | $2.32 | −$23,200 | 3,059,902 | Direct | |
| Jul 28, 2021 | COMMON STOCK | SSaleDisposed | −10,000 | $2.33 | −$23,300 | 3,049,902 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | MOption exerciseDisposed | −300,000 | – | – | 1,265,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.