Nussbaum Brent D's Form 4 filing
United Bancshares Inc (UBOH) · filed Jul 26, 2021
- Accession no.
- 0001437749-21-017536
- Filed
- Jul 26, 2021
- Trade date
- Jul 22, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $26.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nussbaum Brent DCIK 0001797401 | Officer (Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2021 | Common Stock | MOption exerciseAcquired | +1,560 | $16.67 | +$26,005.2 | 1,560 | Direct | |
| Jul 22, 2021 | Common Stock | FTax withholdingDisposed | −729 | $35.63 | −$25,974.27 | 831 | Direct | |
| Jul 22, 2021 | Common Stock | SSaleDisposed | −831 | $31.59 | −$26,251.29 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2021 | Common Stock | MOption exerciseDisposed | −1,560 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.