Echerd Margaret's Form 4 filing
Vaxart, Inc. (VXRT) · filed Jul 21, 2021
- Accession no.
- 0001437749-21-017301
- Filed
- Jul 21, 2021
- Trade date
- Jul 19, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $14.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Echerd MargaretCIK 0001530193 | Officer (SVP, Principal Accntng Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Common Stock | MOption exerciseAcquired | +333 | $5.17 | +$1,721.61 | 333 | Direct | |
| Jul 19, 2021 | Common Stock | MOption exerciseAcquired | +1,467 | $0.77 | +$1,129.59 | 1,800 | Direct | |
| Jul 19, 2021 | Common Stock | SSaleDisposed | −1,800 | $8.00 | −$14,400 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Common stock | MOption exerciseDisposed | −333 | $0.00 | $0 | 3,000 | Direct | |
| Jul 19, 2021 | Common stock | MOption exerciseDisposed | −1,467 | $0.00 | $0 | 32,287 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.