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Schoneman Debbra L.'s Form 4 filing

Piper Sandler Companies (PIPR) · filed Nov 5, 2025

Accession no.
0001435654-25-000005
Filed
Nov 5, 2025
Trade date
Nov 5, 2025
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $825.8K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schoneman Debbra L.CIK 0001435654Officer (President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 5, 2025Common StockMOption exerciseAcquired+2,500$99.00+$247,5005,396Direct
Nov 5, 2025Common StockSSaleDisposed−700$328.68F1−$230,0764,696Direct
Nov 5, 2025Common StockSSaleDisposed−443$330.09F2−$146,229.874,253Direct
Nov 5, 2025Common StockSSaleDisposed−1,237$331.19F3−$409,682.033,016Direct
Nov 5, 2025Common StockSSaleDisposed−120$331.98−$39,837.62,896Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 5, 2025Common StockMOption exerciseDisposed−2,500$0.00$015,167Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 for the first three sales transactions on this report is a weighted average price. The shares sold in footnotes (1) through (3) were sold in multiple transactions at the price ranges provided in footnotes (1) through (3). These shares in footnote (1) were sold in multiple transactions at prices ranging from $328.4500 to $329.4300 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (3) upon request by the SEC staff, the issuer or any shareholder of the issuer.

Referenced by the price of 1 transaction in Table I.

F2

These shares were sold in multiple transactions at prices ranging from $329.7550 to $330.4600 inclusive.

Referenced by the price of 1 transaction in Table I.

F3

These shares were sold in multiple transactions at prices ranging from $330.9000 to $331.5700 inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)