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Merk Alexander's Form 4/A amendment

Amended

ASA Gold & Precious Metals Ltd (ASA) · filed Jan 3, 2025

Accession no.
0001435109-25-000002
Filed
Jan 3, 2025
Trade date
Dec 31, 2024-Jan 2, 2025
Filing delay
3 days
Rule 10b5-1 plan
Not checked
Original filed
Jan 3, 2025

This filing lists 2 non-derivative transactions. Open-market purchases total $300.3K. It was filed 3 days after the trade.

This amendment replaces 0001435109-25-000001 (filed Jan 3, 2025).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Merk AlexanderCIK 0001772159Officer (COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 31, 2024ASA Gold & Pecious Metals LtdPPurchaseAcquired+3,366$20.37F1+$68,565.42138,823Direct
Jan 2, 2025ASA Gold & Pecious Metals LtdPPurchaseAcquired+11,075$20.92F2+$231,689149,898Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price in Column 4 is a weighted average purchase price. The shares acquired on December 31, 2024 were purchased in multiple transactions at prices ranging from $20.28 to $20.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth.

Referenced by the price of 1 transaction in Table I.

F2

The reported price in Column 4 is a weighted average purchase price. The shares acquired on January 2, 2025 were purchased in multiple transactions at prices ranging from $20.69 to $21.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)