Merk Alexander's Form 4 filing

ASA Gold & Precious Metals Ltd (ASA) · filed Dec 30, 2024

Accession no.: 0001435109-24-000474
Filed: Dec 30, 2024
Trade date: Dec 26-27, 2024
Filing delay: 4 days
Rule 10b5-1 plan: Not checked

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $487.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Merk AlexanderCIK 0001772159	Officer (COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Dec 26, 2024	ASA Gold & Pecious Metals Ltd	PPurchaseAcquired	+1,100	$20.30^F1	+$22,330	112,389	Direct
Dec 27, 2024	ASA Gold & Pecious Metals Ltd	PPurchaseAcquired	+23,068	$20.16^F2	+$465,050.88	135,457	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The reported price in Column 4 is a weighted average purchase price. The shares acquired on December 26, 2024 were purchased in multiple transactions at prices ranging from $20.29 to $20.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth.

Referenced by the price of 1 transaction in Table I.

The reported price in Column 4 is a weighted average purchase price. The shares acquired on December 27, 2024 were purchased in multiple transactions at prices ranging from $20.08 to $20.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)