Hansen Bruce D's Form 4 filing
ASA Gold & Precious Metals Ltd (ASA) · filed Sep 28, 2022
- Accession no.
- 0001435109-22-000313
- Filed
- Sep 28, 2022
- Trade date
- Sep 27-28, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $12.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hansen Bruce DCIK 0001064614 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2022 | ASA Gold and Precious Metals | PPurchaseAcquired | +899 | $12.11 | +$10,886.89 | 1,899 | Direct | |
| Sep 27, 2022 | ASA Gold and Precious Metals | PPurchaseAcquired | +100 | $12.10 | +$1,210 | 1,999 | Direct | |
| Sep 28, 2022 | ASA Gold and Precious Metals | PPurchaseAcquired | +1 | $12.47 | +$12.47 | 2,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.