Hoene Mary Joan's Form 4 filing
ASA Gold & Precious Metals Ltd (ASA) · filed Jul 2, 2021
- Accession no.
- 0001435109-21-000146
- Filed
- Jul 2, 2021
- Trade date
- Jun 30-Jul 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $1.29K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoene Mary JoanCIK 0001301324 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | ASA Gold and Precious Metals Limited | PPurchaseAcquired | +13 | $21.50 | +$279.5 | 5,783 | Direct | |
| Jul 1, 2021 | ASA Gold and Precious Metals Limited | PPurchaseAcquired | +47 | $21.60 | +$1,015.2 | 5,830 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.