Coy Debra's Form 4/A amendment
AmendedGlobal Water Resources, Inc. (GWRS) · filed Apr 2, 2024
- Accession no.
- 0001434728-24-000124
- Filed
- Apr 2, 2024
- Trade date
- Mar 28, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Apr 1, 2024
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $445.18. It was filed 5 days after the trade.
This amendment replaces 0001434728-24-000106 (filed Apr 1, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Coy DebraCIK 0001733776 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2024 | Common Stock | PPurchaseAcquired | +34.51 | $12.90F1 | +$445.18 | 17,778.2 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2024 | Common Stock | AGrant or awardAcquired | +5 | $0.00 | $0 | 197 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.
Referenced by the price of 1 transaction in Table I.
- F2
Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
- F3
The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.