Krygier Christopher D's Form 4 filing
Global Water Resources, Inc. (GWRS) · filed Jul 2, 2021
- Accession no.
- 0001434728-21-000224
- Filed
- Jul 2, 2021
- Trade date
- Jun 30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $62.4. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Krygier Christopher DCIK 0001814062 | Officer (Chief Strategy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Common Stock | MOption exerciseAcquired | +118 | $0.00F1 | $0 | 27,890 | Direct | |
| Jun 30, 2021 | Common Stock | DReturned to the companyDisposed | −118 | $16.73F2 | −$1,974.14 | 27,772 | Direct | |
| Jun 30, 2021 | Common Stock | PPurchaseAcquired | +3.69 | $16.91 | +$62.4 | 2,569.46 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Common Stock | AGrant or awardAcquired | +1 | $0.00 | $0 | 1,241 | Direct | |
| Jun 30, 2021 | Common Stock | MOption exerciseDisposed | −118 | $0.00 | $0 | 1,123 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
Referenced by the price of 1 transaction in Table I.
- F2
The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2021.
Referenced by the price of 1 transaction in Table I.