Rogers Hartley R.'s Form 4 filing
Hamilton Lane INC (HLNE) · filed May 28, 2026
- Accession no.
- 0001433642-26-000021
- Filed
- May 28, 2026
- Trade date
- May 26-27, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions. Open-market purchases total $9.99M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers Hartley R.CIK 0001577084 | Director, Officer (Executive Co-Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2026 | Class A Common Stock | PPurchaseAcquired | +47,025 | $89.99F1 | +$4,231,779.75 | 47,025 | Direct | |
| May 26, 2026 | Class A Common Stock | PPurchaseAcquired | +47,025 | $89.99F1 | +$4,231,779.75 | 47,025 | Indirect | |
| May 26, 2026 | Class A Common Stock | PPurchaseAcquired | +7,975 | $90.43F3 | +$721,179.25 | 55,000 | Direct | |
| May 26, 2026 | Class A Common Stock | PPurchaseAcquired | +7,975 | $90.43F3 | +$721,179.25 | 55,000 | Indirect | |
| May 27, 2026 | Class A Common Stock | PPurchaseAcquired | +466 | $92.76F4 | +$43,226.16 | 55,466 | Direct | |
| May 27, 2026 | Class A Common Stock | PPurchaseAcquired | +466 | $92.69F5 | +$43,193.54 | 55,466 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares of Class A common stock, $0.001 par value per share (the "Class A Common Stock") were purchased in multiple transactions at prices ranging from $89.33 to $90.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $90.33 to $90.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $92.76 to $93.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $92.69 to $93.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
In addition to serving as Executive Co-Chairman and Chairman of the Board of Directors of the Issuer, the Reporting Person is a member of a group that beneficially owns more than 10% of the Issuer's Class A Common Stock.