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Oakville Number 2 Trust's Form 4 filing

Hamilton Lane INC (HLNE) · filed Mar 11, 2024

Accession no.
0001433642-24-000029
Filed
Mar 11, 2024, 5:29 PM ET
Trade date
Mar 7, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $5.94M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Oakville Number 2 TrustCIK 000169924510% Owner
Rysaffe Trustee Co (CI) LtdCIK 000169964910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 7, 2024Class A Common StockSSaleDisposed−55,000$108.00−$5,940,000480,015Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

This Form is filed by (i) the Trust and (ii) Rysaffe Trustee Company (CI) Limited ("Trustee"). The Trustee is the trustee of the Trust, and the Trust is a member of a group that beneficially owns more than 10% of the Issuer's Class A common stock.

Read the full filing on SEC EDGAR (opens in a new tab)