Carl Drew Thomas's Form 4 filing
Hamilton Lane INC (HLNE) · filed Nov 14, 2023
- Accession no.
- 0001433642-23-000102
- Filed
- Nov 14, 2023
- Trade date
- Jun 30-Nov 10, 2023
- Filing delay
- 137 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $45.0K. It was filed 137 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carl Drew ThomasCIK 0001972135 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2023 | Class A Common Stock | AGrant or awardAcquired | +12 | $67.98 | +$815.76 | 676 | Direct | |
| Sep 29, 2023 | Class A Common Stock | AGrant or awardAcquired | +27 | $76.87 | +$2,075.49 | 703 | Direct | |
| Nov 10, 2023 | Class A Common Stock | SSaleDisposed | −500 | $90.00 | −$45,000 | 203 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.