Oakville Number 2 Trust's Form 4 filing
Hamilton Lane INC (HLNE) · filed Mar 9, 2023
- Accession no.
- 0001433642-23-000020
- Filed
- Mar 9, 2023, 7:58 PM ET
- Trade date
- Mar 9, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $7.64M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oakville Number 2 TrustCIK 0001699245 | 10% Owner |
| Rysaffe Trustee Co (CI) LtdCIK 0001699649 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2023 | Class A Common Stock | SSaleDisposed | −100,000 | $76.41 | −$7,641,000 | 535,015 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Form is filed by (i) the Trust and (ii) Rysaffe Trustee Company (CI) Limited ("Trustee"). The Trustee is the trustee of the Trust, and the Trust is a member of a group that beneficially owns more than 10% of the Issuer's Class A common stock.