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Delgado-Moreira Juan's Form 4 filing

Hamilton Lane INC (HLNE) · filed Sep 2, 2022

Accession no.
0001433642-22-000040
Filed
Sep 2, 2022
Trade date
Aug 31-Sep 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $1.04M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Delgado-Moreira JuanCIK 0001698040Officer (Vice Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 31, 2022Class A Common StockPPurchaseAcquired+12,351$69.35F1+$856,541.851,247,518Direct
Sep 1, 2022Class A Common StockPPurchaseAcquired+2,649$69.38F2+$183,787.621,250,167Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $69.06 to $69.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $68.58 to $69.50, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

In addition to serving as an officer of the Issuer, the reporting person is a member of a group that beneficially owns more than 10% of the Issuer's Class A common stock.

Read the full filing on SEC EDGAR (opens in a new tab)