Wolf Alexander's Form 4/A amendment
AmendedAppfolio Inc (APPF) · filed Jun 15, 2023
- Accession no.
- 0001433195-23-000073
- Filed
- Jun 15, 2023
- Trade date
- Jun 5-6, 2023
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 7, 2023
This filing lists 4 non-derivative transactions. Open-market purchases total $4.03M. It was filed 10 days after the trade.
This amendment replaces 0001433195-23-000068 (filed Jun 7, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wolf AlexanderCIK 0001907431 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 5, 2023 | Class A Common Stock | PPurchaseAcquired | +15,000 | $155.41F1 | +$2,331,150 | 192,584 | Direct | |
| Jun 5, 2023 | Class A Common Stock | PPurchaseAcquired | +5,000 | $155.40F1 | +$777,000 | 19,000 | Indirect | |
| Jun 6, 2023 | Class A Common Stock | PPurchaseAcquired | +4,000 | $154.45F1 | +$617,800 | 23,000 | Indirect | |
| Jun 6, 2023 | Class A Common Stock | PPurchaseAcquired | +2,000 | $154.34F1 | +$308,680 | 2,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment to the Form 4 filed on June 7, 2023 does not report any new or additional transactions but is being filed solely to correct the transaction codes and reported pricing. In this regard, all of the reported transactions were open-market purchases at volume weighted average prices but were inadvertently reflected in the original filing as exempt single transactions with the Issuer. The reporting person undertakes to provide to Issuer, any security holder of the Issuer or the SEC, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 4 transactions in Table I.
- F2
These shares are directly owned by the Hume 2012 Irrevocable Children's Trust, dated 11/19/12. The reporting person is an investment advisor to that trust and in that capacity may be deemed to have voting and dispositive power over such shares.
- F3
These shares are directly owned by the George H Hume Children's Trust dated 1/1/2005 FBO L Hume. The reporting person is an investment advisor to that trust and in that capacity may be deemed to have voting and dispositive power over such shares.