Walker Jonathan's Form 4 filing
Appfolio Inc (APPF) · filed Jun 9, 2022
- Accession no.
- 0001433195-22-000060
- Filed
- Jun 9, 2022
- Trade date
- Jun 7-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.03M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walker JonathanCIK 0001643523 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,388 | $11.70 | +$27,939.6 | 596,668 | Indirect | |
| Jun 7, 2022 | Class A Common Stock | MOption exerciseAcquired | +10,289 | $13.43 | +$138,181.27 | 606,957 | Indirect | |
| Jun 7, 2022 | Class A Common Stock | SSaleDisposed | −6,822 | $98.66F1 | −$673,058.52 | 600,135 | Indirect | |
| Jun 7, 2022 | Class A Common Stock | SSaleDisposed | −3,633 | $99.38F2 | −$361,047.54 | 596,502 | Indirect | |
| Jun 9, 2022 | Class A Common Stock | MOption exerciseAcquired | +9,945 | $11.70 | +$116,356.5 | 606,447 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2022 | Class B Common Stock | MOption exerciseDisposed | −26,925 | $0.00 | $0 | 0 | Indirect | |
| Jun 7, 2022 | Class A Common Stock | MOption exerciseAcquired | +26,925 | $0.00 | $0 | 26,925 | Indirect | |
| Jun 7, 2022 | Class A Common Stock | MOption exerciseDisposed | −2,388 | $0.00 | $0 | 9,945 | Indirect | |
| Jun 7, 2022 | Class A Common Stock | MOption exerciseDisposed | −10,289 | $0.00 | $0 | 0 | Indirect | |
| Jun 9, 2022 | Class A Common Stock | MOption exerciseDisposed | −9,945 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades with sales prices ranging from $98.19 to $99.17. The price reported above reflects the weighted average sales price for the cumulative trades. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades with sales prices ranging from $99.20 to $99.73. The price reported above reflects the weighted average sales price for the cumulative trades. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
Referenced by the price of 1 transaction in Table I.