Walker Jonathan's Form 4 filing
Appfolio Inc (APPF) · filed Sep 16, 2021
- Accession no.
- 0001433195-21-000092
- Filed
- Sep 16, 2021
- Trade date
- Sep 14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $98.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walker JonathanCIK 0001643523 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Class A Common Stock | CConversionAcquired | +20,000 | $0.00 | $0 | 35,674 | Indirect | |
| Sep 14, 2021 | Class A Common Stock | SSaleDisposed | −801 | $122.71 | −$98,290.71 | 34,873 | Indirect | |
| Sep 14, 2021 | Class A Common Stock | GGiftDisposed | −9,599 | $0.00 | $0 | 25,274 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Class B Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 54,425 | Indirect | |
| Sep 14, 2021 | Class A Common Stock | MOption exerciseAcquired | +20,000 | $0.00 | $0 | 591,802 | Indirect | |
| Sep 14, 2021 | Class A Common Stock | CConversionDisposed | −20,000 | $0.00 | $0 | 571,802 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.