Walker Jonathan's Form 4 filing
Appfolio Inc (APPF) · filed Sep 9, 2021
- Accession no.
- 0001433195-21-000085
- Filed
- Sep 9, 2021
- Trade date
- Sep 7-8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.28M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walker JonathanCIK 0001643523 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Class A Common Stock | CConversionAcquired | +8,000 | $0.00 | $0 | 23,674 | Indirect | |
| Sep 7, 2021 | Class A Common Stock | SSaleDisposed | −6,600 | $121.57F1 | −$802,362 | 17,074 | Indirect | |
| Sep 7, 2021 | Class A Common Stock | SSaleDisposed | −1,400 | $122.58F2 | −$171,612 | 15,674 | Indirect | |
| Sep 8, 2021 | Class A Common Stock | CConversionAcquired | +2,500 | $0.00 | $0 | 2,500 | Direct | |
| Sep 8, 2021 | Class A Common Stock | SSaleDisposed | −2,500 | $121.40F3 | −$303,500 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Class A Common Stock | CConversionDisposed | −8,000 | $0.00 | $0 | 571,802 | Indirect | |
| Sep 8, 2021 | Class A Common Stock | CConversionDisposed | −2,500 | $0.00 | $0 | 7,194 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades with sales prices ranging from $121.19 to $122.15. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades with sales prices ranging from $122.19 to $122.88. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades with sales prices ranging from $121.00 to $121.76. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
Referenced by the price of 1 transaction in Table I.
Remarks
EXHIBIT LIST: EX-24 Power of Attorney for Jonathan Walker, GRAPHIC POA for Jonathan Walker