Hirsch Peter's Form 4 filing
Zuora Inc (ZUO) · filed Jan 3, 2025
- Accession no.
- 0001423774-25-000028
- Filed
- Jan 3, 2025
- Trade date
- Dec 31, 2024-Jan 2, 2025
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $254.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hirsch PeterCIK 0001646765 | Officer (Chief Product & Tech Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2024 | Class A Common Stock | MOption exerciseAcquired | +25,000 | $0.00 | $0 | 44,279 | Direct | |
| Dec 31, 2024 | Class A Common Stock | MOption exerciseAcquired | +25,000 | $0.00 | $0 | 69,279 | Direct | |
| Jan 2, 2025 | Class A Common Stock | SSaleDisposed | −25,664 | $9.93F1 | −$254,843.52 | 43,615 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2024 | Class A Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 150,000 | Direct | |
| Dec 31, 2024 | Class A Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 225,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold to satisfy the tax liability of the Reporting Person in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units under the Zuora, Inc. 2018 Equity Incentive Plan ("Plan"). The shares for the Reporting Person were aggregated with shares sold to satisfy tax liability for all other Plan participants, and all such shares were sold on January 2, 2025. The price reported in Column 4 is the weighted average price. Shares were sold in multiple transactions at prices between $9.92 and $9.95. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, Zuora or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.