Traube Robert J.'s Form 4 filing
Zuora Inc (ZUO) · filed Jul 5, 2022
- Accession no.
- 0001423774-22-000125
- Filed
- Jul 5, 2022
- Trade date
- Jun 30-Jul 1, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $193.1K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Traube Robert J.CIK 0001791403 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2022 | Class A Common Stock | MOption exerciseAcquired | +6,250 | $0.00 | $0 | 35,016 | Direct | |
| Jun 30, 2022 | Class A Common Stock | MOption exerciseAcquired | +6,250 | $0.00 | $0 | 41,266 | Direct | |
| Jun 30, 2022 | Class A Common Stock | MOption exerciseAcquired | +18,750 | $0.00 | $0 | 60,016 | Direct | |
| Jun 30, 2022 | Class A Common Stock | MOption exerciseAcquired | +20,833 | $0.00 | $0 | 80,849 | Direct | |
| Jul 1, 2022 | Class A Common Stock | SSaleDisposed | −21,626 | $8.93 | −$193,120.18 | 59,223 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2022 | Class A Common Stock | MOption exerciseDisposed | −6,250 | $0.00 | $0 | 31,250 | Direct | |
| Jun 30, 2022 | Class A Common Stock | MOption exerciseDisposed | −6,250 | $0.00 | $0 | 43,750 | Direct | |
| Jun 30, 2022 | Class A Common Stock | MOption exerciseDisposed | −18,750 | $0.00 | $0 | 206,250 | Direct | |
| Jun 30, 2022 | Class A Common Stock | MOption exerciseDisposed | −20,833 | $0.00 | $0 | 229,167 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.