Traube Robert J.'s Form 4 filing
Zuora Inc (ZUO) · filed Oct 4, 2021
- Accession no.
- 0001423774-21-000111
- Filed
- Oct 4, 2021
- Trade date
- Sep 30-Oct 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $263.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Traube Robert J.CIK 0001791403 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Class A Common Stock | MOption exerciseAcquired | +6,250 | $0.00 | $0 | 24,883 | Direct | |
| Sep 30, 2021 | Class A Common Stock | MOption exerciseAcquired | +6,250 | $0.00 | $0 | 31,133 | Direct | |
| Sep 30, 2021 | Class A Common Stock | MOption exerciseAcquired | +18,750 | $0.00 | $0 | 49,883 | Direct | |
| Oct 1, 2021 | Class A Common Stock | SSaleDisposed | −15,693 | $16.81 | −$263,799.33 | 34,190 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Class A Common Stock | MOption exerciseDisposed | −6,250 | $0.00 | $0 | 50,000 | Direct | |
| Sep 30, 2021 | Class A Common Stock | MOption exerciseDisposed | −6,250 | $0.00 | $0 | 62,500 | Direct | |
| Sep 30, 2021 | Class A Common Stock | MOption exerciseDisposed | −18,750 | $0.00 | $0 | 262,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.