McElhatton Todd's Form 4 filing
Zuora Inc (ZUO) · filed Jul 2, 2021
- Accession no.
- 0001423774-21-000070
- Filed
- Jul 2, 2021
- Trade date
- Feb 25-Jul 1, 2021
- Filing delay
- 127 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $348.6K. It was filed 127 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McElhatton ToddCIK 0001815346 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Class A Common Stock | MOption exerciseAcquired | +37,500 | $0.00 | $0 | 37,500 | Direct | |
| Jun 30, 2021 | Class A Common Stock | MOption exerciseAcquired | +18,750 | $0.00 | $0 | 56,250 | Direct | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −20,348 | $17.13 | −$348,561.24 | 35,902 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2021 | Class A Common Stock | AGrant or awardAcquired | +300,000 | $0.00 | $0 | 300,000 | Direct | |
| Jun 30, 2021 | Class A Common Stock | MOption exerciseDisposed | −37,500 | $0.00 | $0 | 112,500 | Direct | |
| Jun 30, 2021 | Class A Common Stock | MOption exerciseDisposed | −18,750 | $0.00 | $0 | 281,250 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.