Mao Robert Yu Lang's Form 4 filing
Energy Recovery, Inc. (ERII) · filed May 24, 2024
- Accession no.
- 0001421517-24-000104
- Filed
- May 24, 2024
- Trade date
- May 22-23, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $291.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mao Robert Yu LangCIK 0001232218 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2024 | Common Stock | MOption exerciseAcquired | +21,859 | $7.79 | +$170,281.61 | 251,936 | Direct | |
| May 22, 2024 | Common Stock | MOption exerciseAcquired | +5,208 | $7.79 | +$40,570.32 | 257,144 | Direct | |
| May 22, 2024 | Common Stock | SSaleDisposed | −21,045 | $13.86F1 | −$291,683.7 | 236,099 | Direct | |
| May 23, 2024 | Common Stock | MOption exerciseAcquired | +10,752 | $7.79 | +$83,758.08 | 246,851 | Direct | |
| May 23, 2024 | Common Stock | MOption exerciseAcquired | +2,084 | $7.79 | +$16,234.36 | 248,935 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2024 | Common Stock | MOption exerciseDisposed | −21,859 | $7.79 | −$170,281.61 | 10,752 | Direct | |
| May 22, 2024 | Common Stock | MOption exerciseDisposed | −5,208 | $7.79 | −$40,570.32 | 2,084 | Direct | |
| May 23, 2024 | Common Stock | MOption exerciseDisposed | −10,752 | $7.79 | −$83,758.08 | 0 | Direct | |
| May 23, 2024 | Common Stock | MOption exerciseDisposed | −2,084 | $7.79 | −$16,234.36 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This figure is the weighted average sales price of multiple trades ranging from $13.81 to $13.95 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 24