Mao Robert Yu Lang's Form 4 filing
Energy Recovery, Inc. (ERII) · filed Mar 6, 2024
- Accession no.
- 0001421517-24-000065
- Filed
- Mar 6, 2024
- Trade date
- Mar 4, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $563.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mao Robert Yu LangCIK 0001232218 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | MOption exerciseAcquired | +20,509 | $2.92 | +$59,886.28 | 196,621 | Direct | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −20,509 | $15.74F1 | −$322,811.66 | 176,112 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseAcquired | +15,327 | $8.60 | +$131,812.2 | 191,439 | Direct | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −15,270 | $15.74F2 | −$240,349.8 | 176,169 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseAcquired | +16,726 | $7.71 | +$128,957.46 | 192,895 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseAcquired | +15,879 | $8.49 | +$134,812.71 | 208,774 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseAcquired | +21,303 | $9.98 | +$212,603.94 | 230,077 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | MOption exerciseDisposed | −20,509 | $0.00 | $0 | 0 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseDisposed | −16,726 | $0.00 | $0 | 0 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseDisposed | −15,879 | $0.00 | $0 | 0 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseDisposed | −21,303 | $0.00 | $0 | 0 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseDisposed | −15,327 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This figure is the weighted average sales price of multiple trades ranging from $15.39 to $16.02 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
Referenced by the price of 1 transaction in Table I.
- F2
This figure is the weighted average sales price of multiple trades ranging from $15.385 to $16.03 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 24