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Yeung William's Form 4 filing

Energy Recovery, Inc. (ERII) · filed Feb 5, 2024

Accession no.
0001421517-24-000033
Filed
Feb 5, 2024
Trade date
Feb 1-2, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $32.9K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yeung WilliamCIK 0001677876Officer (Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 1, 2024Common StockSSaleDisposed−733$15.64F2−$11,464.1290,694Direct
Feb 2, 2024Common StockSSaleDisposed−1,400$15.30F3−$21,42089,294Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This figure is the weighted average sales price of multiple trades ranging from $15.45 to $15.83 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

Referenced by the price of 1 transaction in Table I.

F3

This figure is the weighted average sales price of multiple trades ranging from $15.07 to $15.525 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)