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Pollina Lisa A's Form 4 filing

Energy Recovery, Inc. (ERII) · filed Jun 13, 2023

Accession no.
0001421517-23-000118
Filed
Jun 13, 2023
Trade date
Jun 9-12, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $49.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pollina Lisa ACIK 0001658268Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 9, 2023Common StockSSaleDisposed−1,043$27.00F1−$28,1614,807Direct
Jun 12, 2023Common StockSSaleDisposed−800$27.04F2−$21,6324,007Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the market order stock price of the shares sold. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc., or a shareholder of Energy Recovery, Inc. full information about the number of shares sold upon request.

Referenced by the price of 1 transaction in Table I.

F2

This figure is the weighted average sales price of multiple trades ranging from $27 to $27.05 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)