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Hanstveit Arve's Form 4 filing

Energy Recovery, Inc. (ERII) · filed Nov 24, 2021

Accession no.
0001421517-21-000144
Filed
Nov 24, 2021
Trade date
Nov 22, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $615.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hanstveit ArveCIK 0001430122Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 22, 2021Common StockSSaleDisposed−25,000$24.61F2−$615,250879,545Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This figure is the weighted average sales price of multiple trades ranging from $24.50 to $24.92 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Referenced by the price of 1 transaction in Table I.

Remarks

Exhibit 24

Read the full filing on SEC EDGAR (opens in a new tab)