Skip to main content

Singer Karen's Form 4 filing

Seachange International Inc (SEAC) · filed Jul 18, 2022

Accession no.
0001420506-22-001235
Filed
Jul 18, 2022
Trade date
Jul 14-15, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market purchases total $296.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Singer KarenCIK 000126518110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 14, 2022Common StockPPurchaseAcquired+144,620$0.56+$80,987.27,782,112Indirect
Jul 14, 2022Common StockPPurchaseAcquired+33,658$0.53+$17,838.747,815,770Indirect
Jul 15, 2022Common StockPPurchaseAcquired+241,000$0.58+$139,7808,056,770Indirect
Jul 15, 2022Common StockPPurchaseAcquired+100,000$0.58+$58,0008,156,770Indirect
Jul 15, 2022Common StockMOption exerciseAcquired+200$1.00+$2008,156,970Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 14, 2022Common StockSSaleDisposed−25,000$0.50−$125250Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)