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Singer Karen's Form 4 filing

Seachange International Inc (SEAC) · filed Jul 13, 2022

Accession no.
0001420506-22-001214
Filed
Jul 13, 2022
Trade date
Jul 11-13, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $230.9K. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001420506-22-001232 (Jul 18, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Singer KarenCIK 000126518110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 11, 2022Common StockPPurchaseAcquired+158,600$0.57+$90,4027,371,150Indirect
Jul 12, 2022Common StockPPurchaseAcquired+100,000$0.54+$54,0007,471,150Indirect
Jul 13, 2022Common StockPPurchaseAcquired+166,342$0.52+$86,497.847,637,492Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 12, 2022Common StockPPurchaseAcquired+49,400$0.50+$24,700250,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)