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Singer Karen's Form 4 filing

Seachange International Inc (SEAC) · filed Jun 23, 2022

Accession no.
0001420506-22-001169
Filed
Jun 23, 2022
Trade date
Jun 21-23, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $158.7K. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001420506-22-001230 (Jul 18, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Singer KarenCIK 000126518110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 21, 2022Common StockPPurchaseAcquired+100,000$0.54+$54,0006,435,233Indirect
Jun 21, 2022Common StockPPurchaseAcquired+3,933$0.54+$2,123.826,439,166Indirect
Jun 21, 2022Common StockPPurchaseAcquired+176,249$0.55+$96,936.956,615,415Indirect
Jun 22, 2022Common StockPPurchaseAcquired+10,201$0.55+$5,610.556,625,616Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 22, 2022Common StockPPurchaseAcquired+75,600$0.50+$37,80075,600Indirect
Jun 23, 2022Common StockFTax withholdingAcquired+125,000$0.50+$62,500200,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)