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Ashman Stephen N's Form 4 filing

Capital Bancorp Inc (CBNK) · filed Nov 8, 2021

Accession no.
0001419536-21-000186
Filed
Nov 8, 2021
Trade date
Nov 5, 2021
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $324.7K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ashman Stephen NCIK 0001076562Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 5, 2021Common StockSSaleDisposed−5,859$27.71−$162,352.89300,653Indirect
Nov 5, 2021Common StockSSaleDisposed−5,859$27.71−$162,352.89103,948Indirect
Nov 5, 2021Common StockGGiftDisposed−4,000$0.00F1$099,948Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction represents a charitable donation and not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)