Gamgort Robert James's Form 4 filing
Keurig Dr Pepper Inc. (KDP) · filed Mar 5, 2024
- Accession no.
- 0001418135-24-000008
- Filed
- Mar 5, 2024
- Trade date
- Mar 4-5, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market purchases total $5.00M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gamgort Robert JamesCIK 0001570836 | Director, Officer (CEO & Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | MOption exerciseAcquired | +92,097 | $0.00F1 | $0 | 2,916,709 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseAcquired | +211,133 | $0.00F1 | $0 | 3,127,842 | Direct | |
| Mar 4, 2024 | Common Stock | FTax withholdingDisposed | −119,746 | $29.10 | −$3,484,608.6 | 3,008,096 | Direct | |
| Mar 5, 2024 | Common Stock | PPurchaseAcquired | +171,821 | $29.10 | +$4,999,991.1 | 3,179,917 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | MOption exerciseDisposed | −92,097 | $0.00 | $0 | 61,398 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseDisposed | −211,133 | $0.00 | $0 | 0 | Direct | |
| Mar 4, 2024 | Common Stock | AGrant or awardAcquired | +161,513 | $0.00 | $0 | 161,513 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Referenced by the price of 2 transactions in Table I.