Spears Stephen's Form 4 filing
Avaya Holdings Corp. (AVYA) · filed Sep 17, 2021
- Accession no.
- 0001418100-21-000079
- Filed
- Sep 17, 2021
- Trade date
- Sep 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $249.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spears StephenCIK 0001824179 | Officer (EVP and Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock - Restricted Stock Units | MOption exerciseDisposed | −62,863 | $0.00 | $0 | 176,657 | Direct | |
| Sep 15, 2021 | Common Stock, par value $0.01 per share | AGrant or awardAcquired | +62,863 | $0.00 | $0 | 62,863 | Direct | |
| Sep 15, 2021 | Common Stock, par value $0.01 per share | FTax withholdingDisposed | −20,620 | $19.40 | −$400,028 | 42,243 | Direct | |
| Sep 15, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −13,000 | $19.20F4 | −$249,600 | 29,673 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This price represents the approximate weighted average price per share of sales of Common Stock, which were executed at prices ranging from $19.19 to $19.24. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff and Avaya Holdings Corp., the full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.