Farrell Nicholas R's Form 4 filing
Hillenbrand, Inc. (HI) · filed Mar 19, 2024
- Accession no.
- 0001417398-24-000092
- Filed
- Mar 19, 2024
- Trade date
- Mar 15, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $401.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Farrell Nicholas RCIK 0001650440 | Officer (Sr. VP, GC & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2024 | Common Stock | MOption exerciseAcquired | +3,142 | $31.11 | +$97,747.62 | 45,093 | Direct | |
| Mar 15, 2024 | Common Stock | SSaleDisposed | −3,142 | $48.50F2 | −$152,387 | 41,951 | Direct | |
| Mar 15, 2024 | Common Stock | MOption exerciseAcquired | +2,700 | $31.11 | +$83,997 | 44,651 | Direct | |
| Mar 15, 2024 | Common Stock | SSaleDisposed | −2,700 | $46.16F2 | −$124,632 | 41,951 | Direct | |
| Mar 15, 2024 | Common Stock | MOption exerciseAcquired | +2,700 | $31.11 | +$83,997 | 44,651 | Direct | |
| Mar 15, 2024 | Common Stock | SSaleDisposed | −2,700 | $46.16 | −$124,632 | 41,951 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2024 | Common Stock | MOption exerciseDisposed | −2,700 | $0.00 | $0 | 5,842 | Direct | |
| Mar 15, 2024 | Common Stock | MOption exerciseDisposed | −3,142 | $0.00 | $0 | 2,700 | Direct | |
| Mar 15, 2024 | Common Stock | MOption exerciseDisposed | −2,700 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Multiple lots for the same price for this order have been combined.
Referenced by the price of 2 transactions in Table I.