Sinha Bipul's Form 4 filing
Rubrik, Inc. (RBRK) · filed Sep 12, 2025
- Accession no.
- 0001415889-25-024459
- Filed
- Sep 12, 2025
- Trade date
- Sep 12, 2025
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $46.6M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sinha BipulCIK 0001685768 | Director, Officer (Chairman of the Board and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2025 | Class A Common Stock | CConversionAcquired | +765,807 | –F1 | – | 822,459 | Direct | |
| Sep 12, 2025 | Class A Common Stock | SSaleDisposed | −615,807 | $75.63 | −$46,573,483.41 | 206,652 | Direct | |
| Sep 12, 2025 | Class A Common Stock | GGiftDisposed | −150,000 | $0.00 | $0 | 56,652 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2025 | Class A Common Stock | CConversionDisposed | −765,807 | $0.00 | $0 | 11,234,839 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Referenced by the price of 1 transaction in Table I.