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Siebel Thomas M's Form 4 filing

C3.ai, Inc. (AI) · filed Sep 3, 2025

Accession no.
0001415889-25-023599
Filed
Sep 3, 2025
Trade date
Sep 1-3, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $283.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Siebel Thomas MCIK 0001031530Director, Officer (Executive Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 1, 2025Class A Common StockMOption exerciseAcquired+32,736––32,736Direct
Sep 2, 2025Class A Common StockSSaleDisposed−17,200$16.49−$283,62815,536Direct
Sep 3, 2025Class A Common StockGGiftDisposed−15,536$0.00$00Direct
Sep 3, 2025Class A Common StockGGiftAcquired+15,536$0.00$02,989,108Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 1, 2025Class A Common StockMOption exerciseDisposed−32,736$0.00$0163,682Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)