Kreps Edward Jay's Form 4/A amendment
AmendedConfluent, Inc.CFLT · filed Aug 22, 2025
- Accession no.
- 0001415889-25-022815
- Filed
- Aug 22, 2025
- Trade date
- May 20, 2025
- Filing delay
- 94 days
- Rule 10b5-1 plan
- Checked
- Original filed
- May 22, 2025
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $823.5K. It was filed 94 days after the trade.
This amendment restates part of 0001415889-25-014237 (filed May 22, 2025). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kreps Edward JayCIK 0001868976 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2025 | Class A Common Stock | SSaleDisposed | −37,707 | $21.84F2 | −$823,520.88 | 414,781 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001415889-25-014237 (filed May 22, 2025).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2025 | Class A Common Stock | CConversionAcquired | +37,707 | –F1 | – | 490,195 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2025 | Class A Common Stock | CConversionDisposed | −37,707 | $0.00 | $0 | 15,374,793 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares sold pursuant to a 10b5-1 trading plan adopted August 15, 2024.
- F2
The shares were sold at prices ranging from $21.63 to $22.00. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4/A amends and restates in its entirety the Form 4 filed on May 22, 2025 by the Reporting Person.